It has been so long that I can’t remember my first expungement request. If it’s for the client I think it is, he’s still working as a broker. FINRA, the organization that is overseeing the expungement process in arbitration, issued […]
Browsing Category "Marc’s Blog"
I’ve had some dealings with Google and how it deals with customer trademarks. Google’s basic policy was that a trademark, or a recognizable variation of it, could not appear in an Adword display or paid search results. So if a […]
I am not the only lawyer in my family. My sister, Andrea, is a bankruptcy lawyer in New Jersey. My dad is a retired lawyer after having practiced 40 years with one firm in Pennsylvania. I have three other members […]
The Palm Beach Post reports that Brent Deviney had a gambling addiction. He blames that gambling addiction for the theft of funds from his in-laws. If anyone had looked at Deviney’s record with any sort of jaundiced eye, they would have […]
This is unbelievable. The city of Harvey (named after the invisible rabbit?), Illinois, is the subject of an injunction order obtained by the SEC which alleges that its offering documents are fraudulent. I don’t even know where to begin. Let’s see […]
This makes me angry and sad at the same time. The SEC announced that it has shut down American Pension Services, a pension administrator in Utah. The principal of APS was investing customer money in stuff that he shouldn’t have. These […]