Welcome

Dobin Law Group, P.A. is run by one basic principle, do right by the client. We place our client’s interest first. We are a litigation firm. We deal in conflict. But we should never waiver from the primary objective, which is to achieve an optimal resolution, either through settlement or hearing, for our client.

Marc S. Dobin, the founder of the firm, has over 25 years experience in securities arbitration, mediation and litigation, both commercial and securities. Dobin Law Group has handled cases involving a wide variety of issues related to the securities business including unauthorized trading, churning unsuitability and fraud claims by public customers, both as a defense and claimant’s representative. Dobin Law Group has represented clients in U-4 and U-5 defamation cases, wrongful termination cases and the defense of stockbrokers and firms in cases involving recruiting, raiding and covenants not to compete.

Dobin Law Group has also handled commercial disputes of various shapes and sizes. We have litigated the ownership of a piece of property. We have litigated various breach of contracts. We even sued a Monkee (not a monkey, a real Monkee) for a client. No two disputes are alike, but they all require zealous representation.

Print Friendly

Marc's Blog

Merrill Lynch fined for late U5 filing

Merrill Lynch fined for late U5 filing

Posted by on Jan 21, 2015 in Fraud, Stockbroker issues

The U-5, the Uniform Termination Notice, is an important part of the information flow in the securities industry.  When a Registered Representative leaves a firm, a U-5 must be filed.  The firm has 30 days to do so.  Most firms […]

Readmore

Embezzling broker gets 51 months for his crimes.

Embezzling broker gets 51 months for his crimes.

Posted by on Jan 8, 2015 in Marc's Blog, securities, Stockbroker issues

OK, so it’s been a while.  What with Thanksgiving, Hannukah, Christmas, New Years and a family trip, I wasn’t that focused on sharing my thoughts with the world.  But today something struck me.  On Wall Street reported that a broker in Washington […]

Readmore

PIABA wants mandatory insurance.  It won’t work.

PIABA wants mandatory insurance. It won’t work.

Posted by on Nov 25, 2014 in Marc's Blog

Insurance is in the news.  Suzanne Barlyn writes in Reuters that our friends at PIABA want insurance to be mandatory.  Their solution to the unavailability of insurance? Don’t do the business.  My problem with this is that FINRA seems committed to […]

Readmore