Welcome

Dobin Law Group, P.A. is run by one basic principle, do right by the client. We place our client’s interest first. We are a litigation firm. We deal in conflict. But we should never waiver from the primary objective, which is to achieve an optimal resolution, either through settlement or hearing, for our client.

Marc S. Dobin, the founder of the firm, has over 25 years experience in securities arbitration, mediation and litigation, both commercial and securities. Dobin Law Group has handled cases involving a wide variety of issues related to the securities business including unauthorized trading, churning unsuitability and fraud claims by public customers, both as a defense and claimant’s representative. Dobin Law Group has represented clients in U-4 and U-5 defamation cases, wrongful termination cases and the defense of stockbrokers and firms in cases involving recruiting, raiding and covenants not to compete.

Dobin Law Group has also handled commercial disputes of various shapes and sizes. We have litigated the ownership of a piece of property. We have litigated various breach of contracts. We even sued a Monkee (not a monkey, a real Monkee) for a client. No two disputes are alike, but they all require zealous representation.

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Marc's Blog

Be on the lookout for fake IRS calls.

Be on the lookout for fake IRS calls.

Posted by on Nov 20, 2014 in Marc's Blog

For the second time in a week, I received a robocall claiming to be the IRS.  It was a computerized voice.  It wasn’t Stephen Hawking playing a joke on me, either.  I don’t know him.  But I guess he could […]

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Regulatory double standards gall me.

Regulatory double standards gall me.

Posted by on Nov 6, 2014 in Marc's Blog

I represent brokers in regulatory matters.  It always amazes me at the lengths to which a regulator might go to get a result that could be spun in their favor.  I have also dealt with reasonable regulators who take all […]

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Ameriprise broker’s career survives alteration of computer records.

Ameriprise broker’s career survives alteration of computer records.

Posted by on Oct 16, 2014 in Marc's Blog

Suleman Din at On Wall Street reports that an Ameriprise broker, David Tysk, managed to keep his career, and his job, even though he was found to have committed a “capital” offense. According to the FINRA Hearing Panel decision, Mr. Tysk […]

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