Browsing Category "Marc’s Blog"

FINRA announces social media webinar.

FINRA announces social media webinar.

Posted by on Feb 8, 2010 in Uncategorized

The Financial Industry Regulatory Authority, as the securities industry’s regulator, is on the lookout for new and creative ways for brokers to get themselves and their firms in trouble. First it was email. And lawyers had a field day with […]

Readmore

Marc S. Dobin quoted in Compliance Watch Blog for Dow Jones.

Marc S. Dobin quoted in Compliance Watch Blog for Dow Jones.

Posted by on Feb 3, 2010 in Uncategorized

I was quoted on the Compliance Watch blog by Suzanne Barlyn. Suzanne is a well-respected reporter on the financial scene. She knows who to talk to and asks the right questions. This article was written about former Lehman Brothers brokers […]

Readmore

Look, Mom, I’m on television

Look, Mom, I’m on television

Posted by on Feb 2, 2010 in Uncategorized

A client sent me this link to a YouTube video. It appears that one of the hard-working traders in the background was using his expensive equipment for something other than trading. His employer was not amused. That’s the bemused view […]

Readmore

Marc S. Dobin, Securities Lawyer, Featured on Lawyersandsettlements.com

Marc S. Dobin, Securities Lawyer, Featured on Lawyersandsettlements.com

Posted by on Feb 1, 2010 in Uncategorized

I was featured in an online article for the website “Lawyers and Settlements.” Securities Fraud – Securities Fraud Lawsuits |LawyersandSettlements.com The “read your statements” comment was drawn from an article I read in Investment News. Too scared to open statements, […]

Readmore

Spammers are idiots.

Spammers are idiots.

Posted by on Jan 28, 2010 in Uncategorized

I’m a securities and commercial litigator. I have a serious practice. I try not to take myself too seriously, but I know I have a job to do. When I set up my new practice, I needed a website. I […]

Readmore

How a lawyer can help a registered representative get registered.

How a lawyer can help a registered representative get registered.

Posted by on Jan 22, 2010 in Uncategorized

This is one of the fun parts of my practice – I got to make a client happy. An old client called me. He had changed firms and the State of Florida had asked him for some additional information regarding […]

Readmore

Are Utah securities regulators out of control?

Are Utah securities regulators out of control?

Posted by on Jan 19, 2010 in Uncategorized

There are so many potholes that a registered representative needs to avoid. I have represented any number of brokers who had committed an offense on the level of a parking ticket and you would have thought that they kidnapped the […]

Readmore

Breaking up is hard to do – Untangling one’s self in the Internet world.

Breaking up is hard to do – Untangling one’s self in the Internet world.

Posted by on Jan 15, 2010 in Law office technology

Here’s something that one didn’t worry about 10 years ago. I am trying to unwind myself from Internet links that use my name and refer to my former firm. There is Lawyers.com, Findlaw, Avvo and Justia just to name a […]

Readmore

Electronic faxing – the wave of the future.

Electronic faxing – the wave of the future.

Posted by on Jan 13, 2010 in Law office technology

Most people know that I like technology. Even though I spend most of my day dealing with brokerage account statements, confirmations, arbitration claims and the like, it is the technology that makes my life easier. When I decided to re-open […]

Readmore

About Me and Welcome

About Me and Welcome

Posted by on Jan 8, 2010 in Uncategorized

Thanks for finding my blog. It will be tough for a little while. My name is Marc Dobin. I was a founding partner of Dobin & Jenks, LLP, here in Jupiter. While I was there, my then-partner, Debra Jenks, said […]

Readmore