The termination of a Morgan Stanley broker was discussed on AdvisorHub
Marc Dobin commented on the denial of an injunction for AdvisorHub. July 25, 2017
AdvisorHub asked Marc Dobin his thoughts on a recent Raymond James FINRA settlement. March 9, 2016
An arbitration brought by Credit Suisse against UBS was published on AdvisorHub featuring Marc Dobin’s comments. December 11, 2015.
On Wall Street asked Marc Dobin what he thought about a FINRA disciplinary decision. October 15, 2014
Marc Dobin was quoted in Investment News regarding Morgan Stanley’s $3,000,000 arbitration award against Vladimir Eydelman. September 29, 2014
Reuters quotes Marc Dobin on the upcoming FINRA review of the broker bonus disclosure rule. September 17, 2014
RIAbiz.com quotes Marc Dobin on the results of a Charles Schwab raiding case. September 4, 2014.
FINRA’s position on expungements was the topic of an Investment News article quoting Marc Dobin. May 16, 2014
Mason Braswell at Investment News quoted Marc Dobin on a lawsuit brought to stop the collection of training contract costs. March 24, 2014
Marc Dobin is quoted in Reuters on problems with the BrokerCheck system. March 6, 2014
Investment News quotes Marc Dobin on FINRA’s proposed rule limiting expungement language in settlement agreements. February 13, 2014
Marc Dobin quoted in Investment News on FINRA proposal to allow for mid-case disciplinary referrals. February 3, 2014
Reuters‘ Suzanne Barlyn quotes Marc Dobin on the November 2013 FINRA arbitration statistics. January 8, 2014
The importance of emails was discussed with the Wall Street Journal. May 30, 2013
Marc Dobin quoted on the issue of Brokercheck Disclosures. May 16, 2013
Businessweek interviewed Marc Dobin on bonus disclosure proposals. December 14, 2012
Wall Street Journal comments by Marc Dobin on apologizing to customers for problems. October 29, 2012
WealthManagement.com article quoting Marc Dobin on Auction Rate Securities U-4 and U-5 disclosures. November 6, 2011
Read The Failure Chain where Marc Dobin describes how bad brokers can stay in the system and how clients can get hurt. April 1, 2008
Marc Dobin was one of two lawyers representing aggrieved investors in an arbitration award of $5.4 Million dollars against Securities America. Read about it here from August 2003.
