Like I said, I’m frequently quoted in the media. Here are some of the articles.
- https://www.advisorhub.com/nyc-broker-sanctioned-for-emailing-clients-rosy-stock-forecasts/
- https://www.advisorhub.com/ex-broker-drew-finra-sanctions-felony-charges-for-taking-client-info-in-move-to-lpl/
- https://www.advisorhub.com/edward-jones-loses-non-solicit-battle-with-broker-who-joined-wells-fargo-in-tennessee/
- https://www.advisorhub.com/washington-state-court-blocks-hightower-from-disparaging-ex-advisor/
- https://www.advisorhub.com/finra-sidelines-ex-wells-fargo-broker-over-outside-account-in-wifes-name/
- https://www.advisorhub.com/finra-suspends-ex-lpl-broker-who-signed-for-no-show-partner/
- https://riabiz.com/a/2023/6/16/california-judge-is-siding-with-210-billion-kansas-ria-over-16-billion-california-ria-in-poaching-case-despite-seeming-hard-evidence-and-damning-admissions-but-new-twists-are-possible
- https://www.reuters.com/article/business/merrill-to-pay-40-million-in-deferred-compensation-suit-idUSBRE87N0Y1/
- https://riabiz.com/a/2023/3/9/charles-chuck-schwab-called-james-gorman-to-protest-a-two-broker-poach-kicking-off-a-hydra-headed-legal-battle-costing-morgan-stanley-millions-so-far
- https://riabiz.com/a/2023/7/1/ex-merrill-lynch-broker-known-infamously-for-smoothie-tirade-is-back-on-finra-hot-seat-over-846000-in-structured-cash-transactions-but-some-legal-experts-say-it-may-be-a-case-of-piling-on